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Disclaimer: This webinar is the sole property of Regulatory Compliance, LLC, and the information provided is for informational and educational purposes only. The content of the webinar does not constitute any regulatory rules or amendment or interpretation to such rules.  Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA, NFA, SEC or the rules of any other SRO, or futures laws. This webinar is provided "as is". Regulatory Compliance, LLC and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce these videos in any form, nor reference them in any publication, without the express written consent of Regulatory Compliance, LLC.