Post-Madoff: How the Securities Regulatory World Is Changing

Press Release - Thursday, April 1, 2010

"In the wake of the Bernie Madoff investment scandal and other financial scandals, regulatory changes are on the horizon for investment advisors, hedge fund managers, money managers and broker-dealers..."

Compliance Brings Cost, Controversy and Opportunity

Mass High Tech  - Friday, July 24, 2009

"Regulatory Compliance managing member Stephen Sussman, a major problem for many companies is the scope of the regulations..."

Londonderry Man Works to Help Madoff's Scam Victims

The Londonderry Times  - Thursday, July 2, 2009

"It's still an amazing thing to me: I keep pinching myself," Stephen Sussman said, "But I'm here in the middle of this whole thing, even though I'm right here in Londonderry, New Hampshire..."

NH Victims Of Bernie Madoff React to Sentencing

WMUR TV  - Wednesday, July 1, 2009

Stephen Sussman of Regulatory Compliance LLC and NH Victims Of Bernie Madoff React to Sentencing...

NH firm aids sale of part of Madoff's company

The Nashua Telegraph  - Wednesday, July 1, 2009

Stephen Sussman of Regulatory Compliance LLC in Londonderry worked on the sale of Bernie Madoff’s once-legitimate company...

Local CPA Lands Madoff Sale

The Concord Monitor  - Wednesday, July 1, 2009

Stephen Sussman of Regulatory Compliance LLC in Londonderry worked on the sale of Bernie Madoff’s once-legitimate company...

Londonderry CPA at center of Madoff asset sale

The Sunday Eagle Tribune  - Sunday, June 21, 2009

For the past 20 years, Stephen Sussman has run a company in Londonderry that specializes in navigating the complicated world of federal compliance rules and regulations...

Sale Is Cleared for Legitimate Part of Madoff Firm

The Wall Street Journal  - Saturday, June 13, 2009

Finra's blessing means Castor, of Medfield, Mass., will be able to complete its $25.5 million purchase, which was announced in April, according to Stephen Sussman...

Deal closed for ex-Madoff trading unit

Alibaba News Channel - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining...

Local buyers to reopen Madoff brokerage in NYC

Boston Globe - Beth Healy - Thursday, June 18, 2009

... based on the business's revenues, according to Stephen J. Sussman, the firm's financial officer at Regulatory Compliance in Londonderry, NH.

Ex-Madoff trading unit deal closed

The Dominion Post - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Ex-Madoff trading unit deal closed

Stuff.co.nz - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Forbes - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Reuters India - Grant McCool - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Reuters - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Reuters - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining...

Deal closed for ex-Madoff trading unit

Interactive Investor - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

guardian.co.uk - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Forex Pros - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

Deal closed for ex-Madoff trading unit

Forexyard - Grant McCoolLisa Von Ahn - Thursday, June 18, 2009

Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...

 

 

 

 

 

 

 

 

Home   |   Newsletter Library   |    Shop Regulatory Compliance    |    Contact Us



Copyright ©2009 - Regulatory Compliance, LLC. All Rights reserved