FINRA Small Firm Conference Series:
This series
is designed to address regulatory requirements and compliance practices from a small firm perspective.
July 16, 2009 • Chicago, IL
October 1, 2009 • San Francisco, CA
Advertising Regulation Conference
FINRA's annual conference provides practical guidance on compliance with advertising rules and regulations for communications with the public
October 21-22, 2009 • Washington, DC
NSCP 2009 National Meeting
(National Society of Compliance Professionals) (Philadelphia, PA) 10/5/09-10/7/09
To review the agenda and register today for the meeting at the following link:
http://www.nscpmeetings.com/2009/national/nat.html
The NSCP is a nonprofit, membership organization dedicated to serving and supporting compliance professionals in the securities industry. To learn more about the National Society of Compliance Professionals, please visit our website at www.nscp.org or feel free to call Eric Cieplik, Membership Development Manager, at 860.672.0843 and chat with us anytime.
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