Editorial |
Broker Dealer Compliance has officially announced the merge of two divisions. Broker Dealer Compliance Solutions and Investment Advisor Compliance Solutions now make up Regulatory Compliance (www.RegulatoryCompliance.com). Due to this change, our experienced, specialized staff has grown. For
your reference, below is an alphabetical list of our team of compliance professionals
and current departments: |
|
Compliance Professional |
Ext. |
|
|
Abramczyk, Jane |
22 |
|
|
Brace, Kari |
15 |
|
|
Crosby-Brown, Laura |
18 |
|
|
Farris, Anne |
16 |
|
|
Fetcko, Beverly |
28 |
|
|
Fitzgerald, Sean |
31 |
|
|
Goodwin, Sarah |
36 |
|
|
Hagan, Karen |
10 |
|
|
Hall, Renee |
39 |
|
|
Imhoff, William |
11 |
|
|
McCarthy, Wendy |
12 |
|
|
Moulton, Scott |
17 |
|
|
Paul, Danielle |
23 |
|
|
Peters, Stacey |
||
|
Sussman, Lisa |
14 |
|
|
Sussman, Stephen |
13 |
|
|
Sylvain, Greg |
34 |
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