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Regulatory Compliance, not just an answer, the solution to your corporate compliance requirements. Regulatory Compliance, not just an answer, the solution to your corporate compliance requirements. Regulatory Compliance, not just an answer, the solution to your corporate compliance requirements.
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The Regulatory Compliance Team


Stephen J. Sussman
President, CEO
ssussman@regulatorycompliance.com
Ext. 113


Lisa A. Sussman
Treasurer
lsussman@regulatorycompliance.com
Ext. 114


Laura M. Crosby-Brown, EA, MBA
Director of Compliance
lcrosbybrown@regulatorycompliance.com
Ext. 118


Sarah J. Goodwin
Operations Manager
sgoodwin@regulatorycompliance.com
Ext. 119


Wendy McCarthy
Senior Administrative Assistant
wmccarthy@regulatorycompliance.com
Ext. 125

Philip Dawicki
Regulatory Accounting Manager
pdawicki@regulatorycompliance.com
Ext. 132



Karen Hagan
Director of Sales
khagan@regulatorycompliance.com
Ext. 110


Richard Horgan
Regional Sales Representative
rhorgan@regulatorycompliance.com
Ext. 111


Kristen Hargreaves
Registration Consultant

khargreaves@regulatorycompliance.com
Ext. 121

Gail Musco
Compliance Associate

gmusco@regulatorycompliance.com
Ext. 129



Beverly Fetcko
Manager of Compliance Partners
bfetcko@regulatorycompliance.com
Ext. 124


Jane Abramczyk
Compliance Partner Account Manager
jabramczyk@regulatorycompliance.com
Ext.122


Kathryn Langridge
Compliance Partner Account Manager
klangridge@regulatorycompliance.com
Ext.112



Nathan Jodat
Manager of Examination Programs njodat@regulatorycompliance.com
Ext. 128



Greg Sylvain
Registration Consultant
gsylvain@regulatorycompliance.com
Ext. 120

Josef Wallach
Regional Sales Representative jwallach@regulatorycompliance.com
Ext. 130

Melanie Sussman
Compliance Support Representative msussman@regulatorycompliance.com
Ext. 116

Alina Boivin
Administrative Assistant aboivin@regulatorycompliance.com
Ext. 131



Derrick Mathews
IT Systems Administrator dmathews@regulatorycompliance.com
Ext. 115


Benjamin Mascolo
IA Compliance Specialist bmascolo@regulatorycompliance.com
Ext. 117

Peter Flynn
SEC Securities Attorney
pflynn@regulatorycompliance.com

Rich Mattera
Financial Principal rmattera@regulatorycompliance.com

Steven Dinsmore
Senior Examiner sdinsmore@regulatorycompliance.com
Walter Costenbader
Compliance Consultant wcostenbader@regulatorycompliance.com

   
 

 

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