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Regulatory Compliance Opens a New Boston Office
Press Release - Wednesday, October 26, 2011
"Regulatory Compliance, LLC, a leader in products and services for Securities Broker Dealers and Registered Investment Advisers, is pleased to announce that it has expanded and opened an additional office...."
Post-Madoff: How the Securities Regulatory World Is Changing
Press Release - Thursday, April 1, 2010
"In the wake of the Bernie Madoff investment scandal and other financial scandals, regulatory changes are on the horizon for investment advisors, hedge fund managers, money managers and broker-dealers..."
Compliance Brings Cost, Controversy and Opportunity
Mass High Tech - Friday, July 24, 2009
"Regulatory Compliance managing member Stephen Sussman, a major problem for many companies is the scope of the regulations..."
Londonderry Man Works to Help Madoff's Scam Victims
The Londonderry Times - Thursday, July 2, 2009
"It's still an amazing thing to me: I keep pinching myself," Stephen Sussman said, "But I'm here in the middle of this whole thing, even though I'm right here in Londonderry, New Hampshire..."
NH Victims Of Bernie Madoff React to Sentencing
WMUR TV - Wednesday, July 1, 2009
Stephen Sussman of Regulatory Compliance LLC and NH Victims Of Bernie Madoff React to Sentencing...
NH firm aids sale of part of Madoff's company
The Nashua Telegraph - Wednesday, July 1, 2009
Stephen Sussman of Regulatory Compliance LLC in Londonderry worked on the sale of Bernie Madoff’s once-legitimate company...
Local CPA Lands Madoff Sale
The Concord Monitor - Wednesday, July 1, 2009
Stephen Sussman of Regulatory Compliance LLC in Londonderry worked on the sale of Bernie Madoff’s once-legitimate company...
Londonderry CPA at center of Madoff asset sale
The Sunday Eagle Tribune - Sunday, June 21, 2009
For the past 20 years, Stephen Sussman has run a company in Londonderry that specializes in navigating the complicated world of federal compliance rules and regulations...
Sale Is Cleared for Legitimate Part of Madoff Firm
The Wall Street Journal - Saturday, June 13, 2009
Finra's blessing means Castor, of Medfield, Mass., will be able to complete its $25.5 million purchase, which was announced in April, according to Stephen Sussman...
Deal closed for ex-Madoff trading unit
Alibaba News Channel - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining...
Local buyers to reopen Madoff brokerage in NYC
Boston Globe - Beth Healy - Thursday, June 18, 2009
... based on the business's revenues, according to Stephen J. Sussman, the firm's financial officer at Regulatory Compliance in Londonderry, NH.
Ex-Madoff trading unit deal closed
The Dominion Post - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Ex-Madoff trading unit deal closed
Stuff.co.nz - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Forbes - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Reuters India - Grant McCool - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Reuters - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Interactive Investor - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
guardian.co.uk - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Forex Pros - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...
Deal closed for ex-Madoff trading unit
Forexyard - Grant McCool, Lisa Von Ahn - Thursday, June 18, 2009
Stephen Sussman, a managing member of Regulatory Compliance LLC, a firm that worked on the deal's details, said it involved hundreds of hours examining ...